There's simply no need to go it alone!
RegSmart’s SaaS solutions are comprehensive, continually updated, regulatory tested and sound, and provide plain language reports managers and executives can use.
But BSA issues are interminably complex and RegSmart will bring Subject Matter Experts to the table for a project or for the life of your business.
BSA
BSA Annual Reviews/Audits for banks, credit unions, MSBs. Using RegSmart-Risk & Review SaaS, RegSmart-Collaberation will save you time and money on all your required BSA and OFAC audits.
BSA Advisory Services like program design, policy and procedure review, transaction monitoring review, testing, tuning.
SARS, “Red Flag,” and investigation services.
M&A
What you don’t know about a potential acquisition target or a merger partner can hurt you. RegSmart will deploy its SaaS and SMEs to give you a comprehensive evaluation of the state of BSA compliance of your potential acquisition or partner.
Board Services
Are you subject to NY Department of Financial Services BSA certification requirements?
Are you on the audit committee of an institution required to comply with BSA regulations?
Are you on the audit committee of an institution that keeps Personally Identifiable Information, credit card records, HIPPA records, or proprietary information of any kind?
Do your job by letting us do ours…A comprehensive governance system and a third party review of BSA will identify potential risks and ongoing operational weaknesses that you can solve long before they become painful losses.