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There's simply no need to go it alone!

Get RegSmart

RegSmart’s SaaS solutions are comprehensive, continually updated, regulatory tested and sound, and provide plain language reports managers and executives can use.

But BSA and Cybersecurity issues are interminably complex and RegSmart will bring Subject Matter Experts to the table for a project or for the life of your business.

BSA

BSA Annual Reviews/Audits for banks, credit unions, MSBs.  Using RegSmart-Risk & Review SaaS, RegSmart-Colaberation will save you time and money on all your required BSA and OFAC audits.

BSA Advisory Services like program design, policy and procedure review, transaction monitoring review, testing, tuning.

SARS, “Red Flag,” and investigation services.

Cybersecurity

Comprehensive Cybersecurity risk assessment and audit applying “gold standard” practices and meeting OCC Cybersecurity Risk Assessment guidelines as well as NIST and US Cert standards.

Comprehensive governance and systems review that puts the pieces of your cybersecurity program (hardware, software, policies and procedures) together in a complete and manageable framework on which your internal and external security experts can rely.

Cybersecurity SOX compliance review.

M&A

What you don’t know about a potential acquisition target or a merger partner CAN hurt you.  RegSmart will deploy its SaaS and SMEs to give you a comprehensive evaluation of the state of BSA compliance and cybersecurity risk posture of your potential acquisition or partner.

Board Services

Are you subject to NY Department of Financial Services BSA and Cybersecurity certification requirements?

Are you on the audit committee of an institution required to comply with the BSA or are you concerned about the state of your cybersecurity systems?

Are you on the audit committee of an institution that keeps Personally Identifiable Information, credit card records, HIPPA records, or proprietary information of any kind?

Do your job by letting us do ours…A comprehensive governance system and a third party review of BSA and cybersecurity will identify potential risks and ongoing operational weaknesses that you can solve long before they become painful losses.